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Die Vermögensabgabe und Konjunkturgewinnsteuer im sozialen Zukunftsstaate

Markus Ettinger · 1918

Die Vermögensabgabe und Konjunkturgewinnsteuer im sozialen Zukunftsstaate

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Markus Ettinger, Die Vermögensabgabe und Konjunkturgewinnsteuer im sozialen Zukunftsstaate (1918)

Markus Ettinger’s wartime pamphlet argues that the fiscal crisis of the coming peace cannot be solved by a crude, one-time capital levy. Such a policy would mistake inflationary paper valuations for real wealth, drain productive funds from firms, and intensify capitalist concentration. Against this, Ettinger proposes a more discriminating program: tax the “virtual” increase of wealth created by war conditions and finance the transition through a general compulsory loan.

The argument begins with a critique of monetary appearances. Ettinger insists that wartime prices and balance-sheet values do not transparently reveal real enrichment or sacrifice. Inflation, scarcity, public borrowing, and abnormal demand have produced nominal gains that may not correspond to greater command over goods.

Die Begriffsverwirrung entsteht nur aus dem Grunde, weil der Schleier der Geldwirtschaft den Blick für die wahren Verschiebungen im Besitze und die wirklichen Opfer des Krieges trübt.

English translation: The conceptual confusion arises solely because the veil of the monetary economy clouds one's view of the true shifts in property and the real sacrifices of the war.

This distinction between real and apparent wealth governs the whole pamphlet. Ettinger does not deny the need for extraordinary public revenue; he denies that the state can justly or efficiently seize “wealth” measured at a distorted wartime price level. A levy assessed under such conditions would distribute burdens arbitrarily, because assets differ in liquidity, valuation, and dependence on credit.

His criticism is also production-centered. A sudden wealth levy would not fall equally on all owners: firms with access to credit could replace withdrawn working capital, while weaker producers would be forced to sell, contract, or close. Thus a measure advertised as social justice might actually accelerate monopoly and reduce output during the fragile transition from war to peace.

Die eigentliche Vermögensabgabe würde eine enorme Beschleunigung des Konzentrationsprozesses bewirken.

English translation: A capital levy proper would bring about an enormous acceleration of the process of concentration.

Ettinger’s alternative is therefore not fiscal passivity but a more exact theory of taxable enrichment. The state must reclaim gains produced by wartime conjuncture, monetary depreciation, and exceptional scarcity, rather than attacking productive capital indiscriminately. In this sense, the tax on wealth increase becomes both a distributive and a macroeconomic necessity.

Die Vermögenszuwachssteuer ist nicht bloß ein Postulat der Gerechtigkeit, sondern der absoluten Notwendigkeit zur Verhütung einer weiteren Verschuldung des Staates nach Friedensschluß.

English translation: The tax on increases in wealth is not merely a postulate of justice, but of absolute necessity in order to prevent a further indebtedness of the state after the conclusion of peace.

The pamphlet’s monetary reasoning supports this conclusion. War loans may mobilize resources when unused labor and materials exist, but under scarcity they create purchasing claims without corresponding goods, raising prices and complicating postwar settlement. Ettinger is especially concerned that the state’s interest burden will dominate the future economy unless it is reorganized in a way that preserves production while absorbing excess claims.

The closing program combines fiscal realism with social reform. Ettinger rejects the “actual” wealth levy because it would punish illiquid and productive property while favoring stronger concentrations of capital. He instead calls for taxing virtual wealth growth and imposing a general forced loan at a fixed interest rate to carry the transition economy.

Ich resumiere daher hier nochmals: Es kommt nur eine Wegsteuerung des virtuellen Vermögenszuwachses und eine allgemeine Zwangsanleihe mit 4 prozentigem Zinsfuß für die Abbindung der Zinsenlast und das Durchhalten der Uebergangswirtschaft in Betracht.

English translation: I therefore summarize once more: only a skimming-off of the virtual increase in wealth, together with a general compulsory loan at a 4 percent interest rate, can be considered for containing the burden of interest and seeing the transitional economy through.

The work’s significance lies in its insistence that postwar fiscal justice must be tied to monetary analysis and the structure of production. Ettinger’s “social future state” requires revenue, but not by confusing nominal valuation with real wealth or by weakening the producers needed for reconstruction.

Sections

This work was divided into 58 sections when it entered the library's research corpus—an apparatus for search and citation, not necessarily the author's own table of contents. Each title opens its summary.

  1. 1Title Pages and Publication Information▾
  2. 2Table of Contents▾
  3. 3Cited Literature▾
  4. 4Preface▾
  5. 5Chapter I: Conceptual Confusion in the Question of the Property Levy▾
  6. 6Chapter II Opening: Timing of a Property Levy▾
  7. 7The Timing of a Property Levy▾
  8. 8The Language of Figures▾
  9. 9Arguments For and Against the Property Levy▾
  10. 10Recent Writers on the Property Levy▾
  11. 11Continuation of the Literature Review: Sydow, Gothein, Jaffé, Duh, and Mombert on Wealth Levies▾
  12. 12Alternative Fiscal Schemes: Compulsory Loans, Implementation Banks, and State Participation Proposals▾
  13. 13Dietzel’s Critique of Wealth Levies and Kuszynski’s Installment Proposal▾
  14. 14Austrian Debates: Federn, König, Medinger, Rosenberg, Ballod, Ruzicka, and Eulenburg▾
  15. 15Chapter VI Résumé: Price Laws, Military Arguments, and Forced Saving▾
  16. 16Chapter VI Résumé Continued: Affordability, Tax Justice, Installments, Assessment Dates, and Timing▾
  17. 17Compulsory Syndicates with State Profit Participation▾
  18. 18Conjunctural Profit and Property Increment Taxes in War-Cost Financing, with the Opening Marker for Chapter IX▾
  19. 19The Conjunctural Gain in Wages▾
  20. 20Criminal and Civil Liability for Strikes and Labor-Norm Contracts▾
  21. 21The Conjunctural Profit of Intermediary Trade▾
  22. 22Central Agencies in the Wartime and Transition Economy▾
  23. 23Reducing the Burdens of Production▾
  24. 24Assessment of the New Taxes and Tax Procedure▾
  25. 25Purpose of the Wealth Levy: Banknote Restriction, Prices, and Exchange Rates▾
  26. 26Money Theory, Quantity Theory, and the Functional Value of Money▾
  27. 27War Loans, Price Effects, and Transitional Budget Deficits▾
  28. 28Appendix: Official Questionnaire on the Purpose and Revenue Target of the Property Levy▾
  29. 29Questionnaire Section II: Required Average Tax Rate▾
  30. 30Estimating the Yield of a Wealth Increment Tax▾
  31. 31Timing the Introduction of the Levy▾
  32. 32Subjects Liable to the Levy▾
  33. 33Assets, Exemptions, and Debts in the Tax Base▾
  34. 34Global Taxation, Companies, and Double Taxation▾
  35. 35General Principles of Valuation▾
  36. 36Valuation of Agricultural Land and Housing▾
  37. 37Valuation of Businesses, Other Assets, Debts, and Companies▾
  38. 38Tax Rates, Progression, Personal Circumstances, and Exemptions▾
  39. 39Procedural Safeguards, Declarations, and Penalties▾
  40. 40Assessment Organs and a Permanent Wealth Tax▾
  41. 41Reporting Duties, Deposits, Capital Flight, and Inspection of Luxury Goods▾
  42. 42Collection, Installments, and Payment Media▾
  43. 43Settlement by Cash or War Bonds Only (Continuation of XXXVII)▾
  44. 44Organization and Rejection of Payment in Kind (XXXVIII)▾
  45. 45State Participation in Commercial and Industrial Enterprises (XXXIX)▾
  46. 46State Participation in Land and House Property (XL)▾
  47. 47State Share in Real Estate versus Forced Mortgage (XLI)▾
  48. 48Objective Collection and Security Methods for Capital Assets (XLII)▾
  49. 49Progressive Taxation under Objective Partial Levies (XLIII)▾
  50. 50Credit Financing of the Wealth Levy (XLIV)▾
  51. 51Preferred Settlement Form: Cash and War Bonds (XLV)▾
  52. 52Effects of the Levy on Money Value and Prices (XLVI)▾
  53. 53Effects on Austrian Productive Capacity (XLVII)▾
  54. 54Wealth Levy versus Funded Loan for Floating Debt (XLVIII)▾
  55. 55Effects on Wealth Distribution (XLIX)▾
  56. 56International Effects and Capital Flight (L)▾
  57. 57One-Time Wealth Levy versus Recurring Wealth Tax (LI)▾
  58. 58Errata▾

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