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Die Principien der gerechten Besteuerung in der neueren Finanzwissenschaft

Robert Meyer · 1884

Die Principien der gerechten Besteuerung in der neueren Finanzwissenschaft

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Meyer, Die Principien der gerechten Besteuerung in der neueren Finanzwissenschaft (1884)

Meyer frames the treatise as an inquiry into how modern finance science has tried to make taxation just, rather than as a program for immediate reform. Its first movement is historical: the familiar demands for generality and equality are traced through older fiscal writing, Smith, Mill, French liberalism, and newer German theory, not to canonize them but to show how unstable their meanings have been.

Die Forderung der „Gerechtigkeit“ der Besteuerung ist so alt, als die Besteuerung selbst.

English translation: The demand for "justice" in taxation is as old as taxation itself.

The central problem is that justice cannot be derived from verbal formulas alone. Smith’s “ability” language still carries traces of benefit and protection; Mill’s equal sacrifice is more precise but psychologically obscure; German social finance adds the concrete taxpayer—income, property, needs, household position, and security of life. Meyer’s own solution begins by rejecting the benefit or insurance analogy altogether. A tax is not a price for state services, but a compulsory withdrawal from private economic resources.

Die Steuer erscheint als eine der Privatwirthschaft ohne Entgelt entzogene Güterquantität

English translation: The tax appears as a quantity of goods withdrawn from the private economy without compensation

This definition shifts the whole theory from formal payment to economic effect. The person assessed may not be the final bearer; the tax may reduce consumption, diminish capital, enter costs, alter prices, or be partly shifted through wages, rents, profits, and interest. Yet Meyer does not infer that incidence is unknowable or that distributive design is futile. The task of finance science is precisely to connect legal form, economic reaction, and final burden without pretending that any tax is either wholly nominal or wholly transferable.

From this standpoint Meyer reconstructs equal sacrifice. He criticizes earlier theories for invoking “sacrifice” without specifying what is sacrificed. The answer is not a vague pain of payment but a change in the household’s ordered satisfaction of wants across an economic period. Taxation moves the margin of satisfied needs downward; its burden is measured by the urgency of the wants displaced or impaired.

Die Wirkung der Steuer drückt sich in dem Unterschiede der Intensität der früher und der jetzt befriedigten mindest dringenden Bedürfnisse aus.

English translation: The effect of the tax is expressed in the difference in the intensity of the least urgent needs satisfied before and now.

The resulting principles of justice are both stricter and more flexible than simple proportionality. Generality requires inclusion of all taxable economic persons, but it is limited by legality, certainty, administrability, timing, and the exemption of subsistence. Equality means equal public claim upon taxpayers in view of their actual economic capacity, not equal rates on abstract income. Capacity includes income and wealth, but also debt, family obligations, locality, health, occupation, the security and duration of earnings, and the distinction between labor income, funded income, inheritance, gifts, windfalls, and conjunctural gains. Progression is therefore not introduced as confiscatory social policy; it follows from the declining urgency of wants and from the greater security attached to accumulated wealth.

Meyer’s preferred system is plural yet ordered. Consumption taxes may be just where they avoid necessities and permit household adjustment; yield taxes may serve where true income is difficult to ascertain; special taxes on inheritances, unearned gains, and exceptional profits compensate for defects in ordinary assessment. But these instruments remain auxiliary. The only general tax capable of approximating the taxpayer’s whole economic power is the income tax.

Eine allgemeine Steuer kann nur Einkommensteuer sein.

English translation: A general tax can only be an income tax.

The closing argument distinguishes fiscal justice from social reform. Against Wagner, Meyer allows that taxation inevitably affects distribution and may justly exempt subsistence, employ progression, or burden unearned accessions more heavily; but he denies that the fisc has an independent mandate to remodel property relations. Redistribution is legitimate only where it follows from the principles of tax justice themselves. Meyer’s lasting contribution is thus mediating: he preserves liberal legality and determinacy, incorporates the historical school’s attention to concrete social conditions, and grounds just taxation in incidence-sensitive equality of economic effect.

Sections

This work was divided into 78 sections when it entered the library's research corpus—an apparatus for search and citation, not necessarily the author's own table of contents. Each title opens its summary.

  1. 1Google Books Digitization Notice and Library Metadata▾
  2. 2Title Pages and Publication Data▾
  3. 3Preface▾
  4. 4Table of Contents▾
  5. 5Errata and Corrections▾
  6. 6Part I Opening and Chapter 1 Section 1: Bodinus, Montesquieu, and Early German Writers▾
  7. 7Chapter 1 Section 2: France and Vauban▾
  8. 8Chapter 1 Section 3: The Physiocrats and Forbonnais▾
  9. 9Chapter 1 Section 4: German Literature of the Eighteenth Century and Retrospect▾
  10. 10Chapter 2 Opening: From Adam Smith to Rau, Section 5 on Adam Smith and Say▾
  11. 11Adam Smith and J. B. Say on Tax Justice and Ability to Pay▾
  12. 12German Dominant Doctrine from Eschenmayer to Seutter▾
  13. 13German Dominant Doctrine Continued: Kremer, Malchus, Murhard, and Rotteck▾
  14. 14Rau, Retrospect on the Smithian School, and Ricardo▾
  15. 15Dissenting Views: Canard and the Beginning of Craig▾
  16. 16Smithian-Era Alternatives: Craig, Sismondi, Krönke, and Seeger▾
  17. 17State-Law Theorists and Tax Justice: Haller, Müller, Soden, Zacharia, and Schön▾
  18. 18Chapter Three Opening and Section 12: Mill, Stahl, and Helfferich▾
  19. 19Hoffmann, Prittwitz, and Mac Culloch on Practical Tax Distribution▾
  20. 20Retrospective on Tax Doctrine and Proudhon’s Critique▾
  21. 21Proudhon on Proportional, Progressive, and Luxury Taxes▾
  22. 22Chapter Four and §15: German Writings on Income Tax after 1848▾
  23. 23French Individualist Tax Writings: Thiers and Girardin▾
  24. 24§16: Du Puynode and Parieu on Individualist Tax Theory▾
  25. 25Parieu’s Synthesis and Proudhon’s Tax Program▾
  26. 26German Writers before Stein: Mohl, Graffenried, Wirth, Judeich, and Umpfenbach▾
  27. 27Lorenz von Stein’s Changing Theory of Taxation▾
  28. 28Manchester-School Benefit Theories: Faucher, Alexander Meyer, Braun, and Hock▾
  29. 29Bergius, Emminghaus, and the Transition beyond Manchester Tax Theory▾
  30. 30Leroy-Beaulieu’s French Theory of Taxation and Proportionality▾
  31. 31Schäffle and Schmoller: Critique of Chromatistic Tax Theory▾
  32. 32Expenditure and Luxury Tax Theories after Schäffle and Schmoller▾
  33. 33Direct-Tax Reform: Walder, Held, and the Five Opinions on Personal Taxation▾
  34. 34Indirect Consumption Taxes and Fee Taxes as Equivalent Income Reductions▾
  35. 35Tax Effects through Avoidance of Taxable Acts▾
  36. 36Why the Tax’s First Point of Impact Matters▾
  37. 37Further Effects on Production, Consumption, and Tax Shifting▾
  38. 38Administrative Disturbances: Execution and Retroactive Assessments▾
  39. 39Disturbances from Short Budget Periods, Small Incomes, and Natural Economy▾
  40. 40Why Indirect Taxes Are Less Disturbed but Still Dangerous▾
  41. 41Tax Shifting: Changes in Supply and Demand▾
  42. 42Existing Tax Types and Their Effects on Supply and Demand▾
  43. 43Neumann, Scheel, Hirth, Burkhart, the Ten Communal-Tax Opinions, and Gneist▾
  44. 44Adolf Wagner’s Systematic Tax Theory▾
  45. 45Schäffle’s Steuerpolitik and Later Syntheses by Frantz, Helferich, Schall, and Wagner▾
  46. 46Results of the Literature Survey and the Problems to Be Solved▾
  47. 47Tax Effects on Private Economies: General Framework▾
  48. 48Income Taxation and the Ordering of Consumption▾
  49. 49Commodity Price Changes Caused by Taxation▾
  50. 50Interest Rates, Capital Prices, and Tax Amortization▾
  51. 51Wage Changes and the Limits of Price-Based Incidence Analysis▾
  52. 52Further Shifting, Interacting Taxes, Feedback on Taxpayers, and General Results▾
  53. 53General Principles of Justice in Taxation▾
  54. 54Certainty and Lawfulness of Taxation▾
  55. 55Income and Wealth Taxation, Voluntary Acts, and Tax Motives▾
  56. 56Section 47: Tax Exemption of the Subsistence Minimum▾
  57. 57Third Chapter, Section 48: The Permissibility of General Taxation▾
  58. 58Section 49: The Postulate of the Generality of Taxation▾
  59. 59Chapter Four, §50: Ability to Pay and Equality of Sacrifice▾
  60. 60§51: Possibility of Comparing Needs Across Households▾
  61. 61§52: Restricting Equality of Sacrifice in Light of Taxpayer Conduct▾
  62. 62§53: Consequences of Equality of Sacrifice for Need-Based Tax Differentiation▾
  63. 63Needs-Based Tax Adjustments for Illness, Family, Status, Occupation, Wealth, and Debt▾
  64. 64Progressive Taxation and the Sacrifice Caused by Different Income Levels▾
  65. 65Equality of Sacrifice and Ability-to-Pay Taxation: Earned and Unearned Income▾
  66. 66Taxation of Economically Earned Income According to Ability to Pay▾
  67. 67Taxation of Unearned Income and Wealth Accretions: Luck Gains and Gifts▾
  68. 68Inheritance Tax, State Co-Inheritance, Gifts, and Legacies▾
  69. 69Taxation of Conjunctural Gains and Losses▾
  70. 70Results on Equality of Taxation, Ability to Pay, and Equal Sacrifice▾
  71. 71Consumer Taxation through Consumption Taxes and Fees▾
  72. 72Indirect Taxes as Taxes on Producers▾
  73. 73Yield Taxes, Average Profit, Minimum Rates, and Objectivity▾
  74. 74Debt, Loan Capital, and the Opening of Section 64▾
  75. 75Limited Applicability of Average Yield Taxes (§64)▾
  76. 76Necessary Supplements to Indirect and Yield Taxes (§65)▾
  77. 77Ability to Pay and Equal Sacrifice Are Not Consequences of Social-Political Tax Theory (§66)▾
  78. 78Relation of Tax Justice Principles to the Social-Political Function of Taxation (§67)▾

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