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Mathematical Theory of Expanding and Contracting Economies

Oskar Morgenstern and Gerald L. Thompson · 1976

Mathematical Theory of Expanding and Contracting Economies

82 sections
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About this work

Morgenstern and Thompson, Mathematical Theory of Expanding and Contracting Economies (1976)

Morgenstern and Thompson’s study presents economic growth and contraction as problems of formal structure, optimization, and computability. Rather than treating “the economy” as a descriptive historical object, the work abstracts it into axiomatized systems whose productive possibilities, exchange relations, and temporal transformations can be compared mathematically. Its central ambition is to define when an economy can expand or contract, how optimal paths are characterized, and how such paths can be computed.

The text is alert to the danger that formal axioms may admit trivial or degenerate cases. Its theory therefore does not merely state assumptions; it tests their scope by identifying economies that technically satisfy them while lacking economic interest.

Observe that the following uninteresting economies satisfy Axioms (C1) through (C4) and Assumption (AO).

This kind of passage shows the authors’ methodological care: the axioms are not treated as self-validating. They must be refined, interpreted, or supplemented so that the class of admissible economies is mathematically tractable without becoming economically empty. Expansion and contraction are thus framed as properties of structured systems, not as loose metaphors for prosperity or decline.

A major part of the work translates the theory into optimization problems. The appearance of “central optimal strategies” suggests that the authors are concerned with strategies that remain optimal across related parameter values or model variants. The proof language is compact and algebraic, emphasizing equivalence of optimality under specified conditions.

Proof: Let $x^0$ be a central optimal strategy for $\alpha_i$ and let $y^0$ be a central optimal strategy for $\alpha_j$. Then Lemma 2-2 shows that $x^0$ is optimal for $\alpha_j$ and $y^0$ is optimal for $\alpha_i$.

The argument is characteristic of a theory seeking invariance: if strategies optimal for different indices can be exchanged while preserving optimality, then the structure of the model matters more than the accidental labeling of cases. The mathematical problem is to identify the conditions under which such transfer of optimality is legitimate.

The book also gives substantial attention to computational form. Expansion and contraction are not only defined axiomatically; they are rendered into problems that can be solved by tableau methods. The authors value reductions in dimensionality because they make the theory operational.

The initial condensed tableau for the problems (11) and (12) is shown in Figure 3-4. Note that it is $(m + 1) \times (n + 1)$, which is considerably smaller than the tableau of the method described in the previous section.

This emphasis on a “condensed tableau” indicates that the formal theory is designed with algorithmic economy in mind. The size of the tableau is not a mere technical detail: it marks the passage from abstract existence results to feasible computation. The work therefore belongs both to mathematical economics and to the tradition of linear programming and activity analysis.

The later examples appear to compare economies across time by following commodities and flows. Such examples make the abstract apparatus legible through concrete productive or trade quantities, while still preserving the formal comparative framework.

If we now compare the exportation of eggs in Figures 4-4 and 4-5, we see that at the first time period both economies export exactly the same number of eggs (336), even though the economy of Example 4-3 has less than half the number of chickens (28 compared to 64).

This passage suggests that the authors use numerical cases not as anecdotal illustrations but as controlled demonstrations of how two economies can coincide initially and then diverge under different structural or parametric assumptions. Expansion and contraction become observable through sequences of outputs, exports, and constraints rather than through aggregate intuition alone.

Overall, the work develops a rigorous mathematical vocabulary for economies whose scale changes over time. It combines axioms, optimality theorems, tableau algorithms, and numerical comparisons to show how growth and decline can be modeled as formal dynamic processes. Its importance lies in treating economic expansion and contraction as problems of structure and strategy: what assumptions define the system, what paths are optimal, how those paths can be computed, and how different economies can be compared when they share initial features but evolve differently.

Sections

This work was divided into 82 sections when it entered the library's research corpus—an apparatus for search and citation, not necessarily the author's own table of contents. Each title opens its summary.

  1. 1Front Matter and Table of Contents▾
  2. 2Preface▾
  3. 3Chapter 1: Scope and Method of Investigation▾
  4. 4Chapter 2: The KMT Closed Model▾
  5. 5Chapter 3: A Constructive Solution Method for the KMT Model▾
  6. 6Chapter 4: The Open Expanding Economy Model▾
  7. 7Chapter 5: Subeconomies and Aggregation▾
  8. 8Chapter 5 Exercises: Disconnected Subeconomies, Aggregation, and Open Economy Conditions▾
  9. 9Private and Public Consumption and Savings in the Closed Model: Axioms and Assumptions▾
  10. 10Elementary Examples of Consumption and Savings in the Closed Model▾
  11. 11Existence Theorem and Algorithm for the Closed Consumption-Savings Model▾
  12. 12More Complicated Examples: Hyperbolas, Multiple Solutions, and Computation▾
  13. 13Consumption of Excess Production and Excess Value▾
  14. 14The Public Sector Model▾
  15. 15Chapter 6 Exercises and Opening Heading of Chapter 7▾
  16. 16Chapter 7, Section 1: Consumption and Savings in the Open Model▾
  17. 17Chapter 7, Section 2: Consumption of Excess Production and Excess Value in the Open Model▾
  18. 18Chapter 7, Section 3: Examples▾
  19. 19Chapter 7 Exercises▾
  20. 20Chapter 8, Section 1: Introduction to Stepwise Construction of Simple Economic Models▾
  21. 21Chapter 8, Section 2: A Rural Economy▾
  22. 22Chapter 8, Section 3: Technological Change▾
  23. 23Chapter 8, Section 4: The Urban Model▾
  24. 24Chapter 8, Section 5: Addition of Service and Luxury Industries▾
  25. 25Chapter 8, Sections 6-8: Disposal, Defense, and Comparisons Among Solutions▾
  26. 26Chapter 8 Exercises▾
  27. 27Chapter 9, Section 1: Introduction to Long-Term Planning Models▾
  28. 28Chapter 9, Section 2: Determination of Control Variables for the Static Model▾
  29. 29Chapter 9: Utility Criteria for Open-Model Controls (continued)▾
  30. 30Chapter 9, Section 3: Example for the Static Model▾
  31. 31Chapter 9, Section 4: The One-Period Dynamic Open Model▾
  32. 32Chapter 9, Section 5: Numerical Example of the One-Period Open Dynamic Model▾
  33. 33Chapter 9, Section 6: The N-Period Dynamic Open Expanding Economy Model▾
  34. 34Chapter 9 Exercises▾
  35. 35Chapter 10 Introduction: Stationarity, Contraction, and Compression of Economies▾
  36. 36Chapter 10, Section 2: Controlling Economic Growth▾
  37. 37Chapter 10, Section 3: Stationary Economies▾
  38. 38Chapter 10, Section 4: Contracting Economies▾
  39. 39Chapter 10, Section 5: Compression of Economies▾
  40. 40Chapter 10 Exercises and Transition to Chapter 11▾
  41. 41Chapter 11 Introduction: The World Model▾
  42. 42The World Expanding Economy Model▾
  43. 43Existence of Natural World Transfer Prices▾
  44. 44Examples of World Model Solutions▾
  45. 45Effects of Changes in Control Variables on World Model Solutions▾
  46. 46Chapter 11 Exercises▾
  47. 47Chapter 12: Trading Blocks▾
  48. 48Classes of International Transactions▾
  49. 49Causes of International Transactions▾
  50. 50Benefits from International Trade▾
  51. 51International Trade Theory and Expansion▾
  52. 52Summary of Contributions to International Trade Theory▾
  53. 53Relationships Between Von Neumann-KMT Models, Leontief Models, and Eigensystems: Introduction▾
  54. 54Solutions of Ordinary and Expanding Leontief Models▾
  55. 55Solvability of the Leontief Input-Output Model▾
  56. 56Consistent Aggregation in the Leontief Model▾
  57. 57Expanding Models with Outside Demand▾
  58. 58Generalized Eigensystems▾
  59. 59Final Observations on Leontief Models and the KMT Model▾
  60. 60Exercises and Opening Heading of Chapter 14▾
  61. 61Chapter 14.1: Review of New Concepts and Results Obtained▾
  62. 62Chapter 14.2: The Next Steps▾
  63. 63Chapter 14.3: Empirical Research Questions▾
  64. 64Chapter 14.4: Theoretical Research Questions▾
  65. 65Appendix 1.1: Definitions, Concepts, and Basic Results in Matrix Game Theory▾
  66. 66Appendix 1.2: Solving Economic Games▾
  67. 67Appendix 1.3: Theorem of the Alternative and Central Solutions▾
  68. 68Appendix 1.4: Continuity of the Economic Game Value▾
  69. 69Appendix 2.1: Definitions, Concepts, and Basic Results in Linear Programming▾
  70. 70Appendix 2.2: Goal Programming▾
  71. 71Appendix 2.3: Complementary Slackness▾
  72. 72Appendix 3: A Model of General Economic Equilibrium, Introduction and Model Equations▾
  73. 73Appendix 3: Saddle-Point Reformulation and Game-Theoretic Connection▾
  74. 74Appendix 3: Fixed-Point Lemma and Proof▾
  75. 75Appendix 3: Existence, Uniqueness, and Characterization of Growth and Interest▾
  76. 76Appendix 4: Game-Theoretic Solution of an Economic Problem▾
  77. 77Appendix 4 Bibliography▾
  78. 78Selected Bibliography▾
  79. 79Author Index▾
  80. 80Subject Index▾
  81. 81About the Authors▾
  82. 82Circulation, Cataloging, and Library Matter▾

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