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Grundlegung der theoretischen Staatswirthschaft

Emil Sax · 1887

Grundlegung der theoretischen Staatswirthschaft

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Emil Sax, Grundlegung der theoretischen Staatswirthschaft (1887)

Emil Sax’s 1887 treatise founds Staatswirthschaft as a theoretical science of public economy and finance. Its central claim is that economic theory remains incomplete so long as it treats collective provision, taxation, and state activity as merely administrative or juridical matters. Sax wants public economy analyzed with the same conceptual rigor as private economy, while still preserving the difference between voluntary market action and compulsory collective organization.

Eine vollständige Theorie der ökonomischen Erscheinungen muss daher auch die gemeinwirthschaftlichen Phänomene in systematischer Gleichbehandlung mit den privatwirthschaftlichen umfassen.

English translation: A complete theory of economic phenomena must therefore also comprise the phenomena of the collective (public) economy in systematic parity of treatment with those of the private economy.

The book’s method is therefore both integrative and restrictive. Sax brings public economy into general economics, but he refuses to treat the state as a mystical person with its own independent psyche. Collective arrangements arise from individual needs, interests, and valuations, organized through legal and institutional mediation. Collectivism is not the abolition of egoism, mutualism, or altruism, but a higher and differently mediated form of them.

Sax’s analysis begins by reconstructing the elementary concepts of economic life. These categories are not abandoned when one turns to the state; rather, they must be reinterpreted under conditions of compulsion, common need, and collective satisfaction.

Die Elemente aller Wirthschaft, die jedem durch das ökonomische Grundverhältnis beherrschten Handeln zu Grunde liegen, sie sind: Bedürfniss, Gut, Arbeit, Werth, Capital, Kosten, Ertrag, Einkommen, Haushalt.

English translation: The elements of all economic activity, underlying every action governed by the fundamental economic relation, are these: need, good, labor, value, capital, cost, yield, income, household.

A major consequence is Sax’s disciplined account of public goods and state activity. He rejects loose formulas that classify the state itself, or “state services,” as goods in the ordinary economic sense. The state is not a consumable object and does not “work” as a private individual works. Its economic importance lies in ordering and compelling the satisfaction of needs that cannot be adequately handled by isolated private action.

The same methodological individualism governs Sax’s theory of value. Public finance may be collective in form, but value cannot begin from a fictional collective consciousness. Even the theory of public provision must begin with individual valuation and then explain how institutions transform those valuations into shared measures, burdens, and arrangements.

Da für die exacte Forschung die Psyche einer fabelhaften Collectiv-Persönlichkeit nicht existirt, so kann der Ausgangspunkt unserer Untersuchung auch wieder nur der Individualwerth sein.

English translation: Since for exact research the psyche of some fabulous collective personality does not exist, the starting point of our investigation can again only be individual value.

This position lets Sax distinguish his theory from both laissez-faire suspicion of public activity and social-political absorption of finance into welfare administration. Administration and finance can coincide in practice, but they must be separated analytically: administration concerns substantive public purposes, while finance concerns the economic means, burdens, and institutional forms through which those purposes are supported.

Taxation is consequently not a simple levy or isolated technical device. Sax treats it as an articulated system whose types and forms must be analyzed in relation to the structure of the public economy as a whole.

Die Steuer ist nur denkbar als ein Complex von Steuer-Arten, die als Glieder eines Steuersystems concipirt sind und weiterhin in Rücksicht auf die Möglichkeit verschiedengestalteter Durchführung wieder diverse Steuerformen ergeben.

English translation: The tax is conceivable only as a complex of tax kinds, which are conceived as members of a tax system and which, further, in view of the possibility of variously shaped implementation, in turn yield diverse tax forms.

The lasting significance of the treatise lies in this combination of marginal-subjective foundations, anti-metaphysical individualism, and public-finance theory. Sax makes state economy comparable to private economy without reducing it to exchange, and he makes taxation theoretically central without turning the state into a valuing person. The result is a foundational account of public economy as an exact branch of economic science.

Sections

This work was divided into 91 sections when it entered the library's research corpus—an apparatus for search and citation, not necessarily the author's own table of contents. Each title opens its summary.

  1. 1Title Page and Publication Information▾
  2. 2Prefatory Note▾
  3. 3Contents: State Economy as Part of Theoretical Political Economy▾
  4. 4Contents: Theories of the Economic Nature of State Activity▾
  5. 5Contents: Elements of Human Economy▾
  6. 6Contents: General Economic Categories in State Economy, Part 1: Need, Good, Labor▾
  7. 7Value Phenomenon and Its Collectivist Form▾
  8. 8Capital, Costs, Yield, Income, and Budget▾
  9. 9The Collectivist Purpose-Settings▾
  10. 10Groups of Collective Valuation Processes: Financial Principles and Public Enterprises▾
  11. 11Table of Contents: Public Institutions, Fees, Taxes, and Special Levies▾
  12. 12Chapter I §1: Theoretical State Economy as Part of Exact Economics▾
  13. 13§6: Method and Advantages of the Inquiry▾
  14. 14Chapter II §7: Earlier Theories of the Economic Character of State Activity▾
  15. 15§8: The Cameralist Household Theory of the State▾
  16. 16§9: The Exchange Theory of Taxation and State Services▾
  17. 17§10: The Consumption Theory of State Expenditure▾
  18. 18§11: Friedrich List’s Productivity Theory▾
  19. 19§12: Dietzel’s Capitalistic Production Theory of the State▾
  20. 20§13: Wagner’s Newer Production Theory▾
  21. 21§14: Lorenz von Stein’s Reproductivity Theory▾
  22. 22§15: The Renunciation of Economic Explanation▾
  23. 23Chapter III §16: The General Economic Categories▾
  24. 24§17: Social-Economic Processes versus Purely Economic Action▾
  25. 25§18: Possession as a Basic Social Relation▾
  26. 26§2: Individualism and Collectivism as the Two Domains of Political Economy▾
  27. 27§19: The Struggle for Possession▾
  28. 28§24: Specifically Mutualistic and Altruistic Relations▾
  29. 29§25: Individualistic Forms of Social Relations and Economic Categories▾
  30. 30§3: Egoism, Mutualism, Altruism, and the Nature of Collectivism▾
  31. 31§26: Collectivist Forms of Possession, Property, Conflict, and Labor▾
  32. 32§20: Unfree and Free Labor Community▾
  33. 33§27: Collectivist Exchange, Services, Mutualism, Altruism, and Transition to State-Economic Categories▾
  34. 34§23: Services or Personal Performances▾
  35. 35Need, Good, and Work: The Nature of Need▾
  36. 36The Phenomenon of Collective Need▾
  37. 37Adolph Wagner’s Common Needs▾
  38. 38Subjective Collective Need in Relation to Individual Needs▾
  39. 39Special Relations between Collective and Individual Needs▾
  40. 40The Concept and Scope of Goods▾
  41. 41The Erroneous View of the State and State Services as Goods▾
  42. 42Excluding Services and Relations from the Concept of Goods▾
  43. 43Critique of Services and Rights as Economic Goods▾
  44. 44Forms of Goods in State Economy: Public Goods▾
  45. 45Labor as an Economic Fundamental Concept▾
  46. 46The Prevailing Theory of Services as Labor▾
  47. 47Distinguishing Services from Labor▾
  48. 48Labor in the State Economy▾
  49. 49Satisfaction of Collective Needs through Goods and Labor▾
  50. 50Value Phenomena and Their Collectivist Form▾
  51. 51The Archetype of Value in an Isolated Economy▾
  52. 52The Laws of the Magnitude of Value▾
  53. 53Labor Pains as the Minimum Productive Value Threshold▾
  54. 54Individual Value in the Private Economy▾
  55. 55Exchange Value as Social Form and Its Reduction to Individual Value▾
  56. 56Value Processes in Payments for Services, Mutualism, and Altruism▾
  57. 57Return of Private-Economy Valuation Processes and Public Levies as Collective Valuation▾
  58. 58Capital in State-Economy Theory and the Problem of the Capital Concept▾
  59. 59The Economic Essence of Capital▾
  60. 60Capital in Private Economy and State Economy▾
  61. 61Costs as an Economic Category▾
  62. 62Costs as Value Phenomena in Private Production and Other Uses▾
  63. 63Costs in the Collective Economy▾
  64. 64Share Valuation and Cost Valuation in Public Finance▾
  65. 65Critique of Prevailing Theories of State Value, Costs, and Productivity▾
  66. 66The Public Household and Transition to Part V▾
  67. 67Collectivist Purposes and Their Classification▾
  68. 68Economic and Extra-Economic Collective Purposes, Administrative Forms, and Volkswirtschaftspflege▾
  69. 69Finance as a Division of State Economy▾
  70. 70The Relation Between Economic Administration and Finance▾
  71. 71Personal Scope and Territorial Levels of Collective Purposes▾
  72. 72Self-Government, Delegated Administration, and the Temporal Scope of Collective Purposes▾
  73. 73Degrees of Participation in Collective Activities▾
  74. 74Schema and Gradation of Collective Phenomena▾
  75. 75Collective Valuation and the Extraction of Goods from Private Economies▾
  76. 76The Public Enterprise▾
  77. 77Public Enterprises for Economic Administration▾
  78. 78Tax Prices in Public Enterprises▾
  79. 79The Public Institution▾
  80. 80Fees and Their Practical Determination▾
  81. 81Clarifying Finance Doctrine: Public Enterprises, Public Institutions, and Regalia▾
  82. 82Critique of Existing Fee Theory▾
  83. 83General Collective Activities and Pure Collective Needs▾
  84. 84Taxes and Relative Individual Burden▾
  85. 85The Concrete Amount of Taxation▾
  86. 86Critique of Prevailing Tax Theory▾
  87. 87Contributions for Special Individual Advantages▾
  88. 88Levies, Compulsory Associations, and the Conclusion of Theoretical State Economy▾
  89. 89Tax Types and the Tax System▾
  90. 90Special Taxes▾
  91. 91Addendum on Works Published During Printing▾

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