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Knowledge: Its Creation, Distribution, and Economic Significance, Volume III: The Economics of Information and Human Capital

Fritz Machlup · 2014

Knowledge: Its Creation, Distribution, and Economic Significance, Volume III: The Economics of Information and Human Capital

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Summary

Fritz Machlup’s The Economics of Information and Human Capital, Volume III of Knowledge: Its Creation, Distribution, and Economic Significance, is a conceptual history of economics’ encounter with knowledge, information, education, and human capital. It is deliberately expository rather than formal, written as a guide through literatures whose technical apparatus Machlup translates into analytic prose.

I have set for myself the task of writing without a single line of algebra, even where this constraint should make it impossible to give a proper presentation of an author’s ideas.

The book’s central distinction is between knowledge as a condition or stock and information as an activity or flow. Machlup treats this semantic point as economically decisive: decisions are made by agents who already possess some knowledge and receive information that may alter expectations, choices, and action.

The semanticist will note that the verbs "to inform" and "to know" have different meanings: informing is a process or activity, whereas knowing is a state of mind.

From this foundation Machlup develops an economics of knowledge that resists reducing knowledge to an ordinary commodity. Knowledge is costly to create, organize, verify, teach, and transmit, yet once created it can often be used by additional persons at little or no marginal cost. This makes it central to production while also making it difficult to price efficiently. The tension between incentives for creation and access for use becomes one of the volume’s governing problems.

In brief, only the expectation of a positive price of the use of knowledge will secure the allocation of resources to the creation of knowledge, but only a zero price will secure the efficient use of the knowledge once it has been created.

Machlup’s survey therefore treats patents, secrecy, publication, libraries, education, communication systems, professional expertise, and public research as institutional compromises around this dilemma. He is attentive to markets for information but skeptical of any simple belief that information can be perfectly centralized or fully priced. Knowledge remains dispersed among persons and organizations; its economic significance lies not merely in possession but in its use in judgment, coordination, innovation, and decision.

The book also functions as a disciplined map of adjacent fields: uncertainty, entrepreneurship, technological change, growth, forecasting, decision theory, game theory, welfare economics, and the economics of education. Machlup’s method is classificatory but not merely bibliographic. He insists that lists of writings do not substitute for intellectual history, because ideas must be reconstructed through their problems, assumptions, and transformations across disciplines.

The latter part of the volume turns to human capital. Machlup links the topic to capital theory while narrowing its meaning. Human capital is not every cost associated with people, nor every source of increased productivity. It refers to investments embodied in persons and inseparable from them, while tools, machines, and disembodied knowledge belong to other categories.

Only built-in, nonseparable investments count as human capital; productivity-increasing instruments are seen as tangible, real capital; and productivity-increasing nonembodied knowledge is regarded as nonmaterial nonhuman capital.

This precision shapes his discussion of schooling. Education may create human capital, but it may also serve consumption, credentialing, socialization, screening, or status competition. Machlup rejects the automatic equation of educational spending with productive investment, and he is especially critical of measurements that treat years of attendance or credentials as direct evidence of learning. His treatment of schooling is therefore both economic and epistemic: the problem is not only how much education costs, but what it actually produces and how reliably that production can be known.

The volume’s lasting importance lies in its breadth and restraint. Machlup anticipates later information economics while preserving a humanistic concern with meaning, institutions, and intellectual history. Knowledge appears simultaneously as public good, private asset, organizational resource, personal capability, and social inheritance. The book’s core insight is that economic action depends on what agents know, how they become informed, what institutions govern access, and how societies value knowledge once it has been created.

Sections

This work was divided into 213 sections when it entered the library's research corpus—an apparatus for search and citation, not necessarily the author's own table of contents. Each title opens its summary.

  1. 1Preliminary Title Pages and Publication Data▾
  2. 2General Table of Contents▾
  3. 3Analytical Table of Contents▾
  4. 4Foreword, Acknowledgments, and Opening Declaration of Independence▾
  5. 5Chapter 1: Audience and Algebra-Free Exposition▾
  6. 6Chapter 1: Knowledge, Information, and the Economics of Information▾
  7. 7Chapter 1: Knowledge as Human Capital▾
  8. 8Chapter 1: Economic Statistics and the Bottom Line▾
  9. 9Part One and Chapter 2 Opening: Choice, Information, and Old Roots▾
  10. 10Chapter 2: Old Roots, Informed Choice, and Subjective Knowledge▾
  11. 11Knowledge, Uncertainty, and Limits of Welfare Evaluation▾
  12. 12Positive and Evaluative Propositions▾
  13. 13Subjective Rationality, Coping with Uncertainty, and Bearing Risk▾
  14. 14Information: Its Effects on Economics and on the Economy▾
  15. 15Information and Prices: Chapter Introduction▾
  16. 16Seller’s Uncertainty▾
  17. 17Advertising▾
  18. 18Futures Markets: Hedging, Speculation, and Carrying Charges▾
  19. 19Commodity Futures Carrying Charges and the Future Spot Price▾
  20. 20Futures Price Volatility, Forward Exchange, and Insurance Risk Classes▾
  21. 21Asymmetric Information in Insurance and Product Markets▾
  22. 22Chapter 4 Introduction: Labor Markets and Information Problems▾
  23. 23Search for Workers and Search for Jobs▾
  24. 24Wage Differentials and Discrimination▾
  25. 25Racial Discrimination in Wages and Jobs▾
  26. 26More Arguments About Racial Discrimination▾
  27. 27Lower Earnings of Women▾
  28. 28Continuation: Explanations of Women’s Earnings Differentials▾
  29. 29Discrimination Against Women▾
  30. 30Job Experience, Information, Wage Push, and Financial-Market Concepts▾
  31. 31Customer Market for Loans▾
  32. 32Credit Rationing, Impersonal Trading, and Stock-Market Valuation▾
  33. 33Information Effects and the Efficient-Market Hypothesis▾
  34. 34If the Stock Exchange Were a Pure Gambling Casino▾
  35. 35Keynesian Beauty Contest, Market Information, Signals, and Analyst Risk▾
  36. 36The Total Asset Portfolio▾
  37. 37Chapter opening: public decisions and public decision-making▾
  38. 38Market failure and externalities▾
  39. 39Output distortions, public intervention, and the social optimum▾
  40. 40Social versus private choices and delegated decision-making▾
  41. 41Public or social goods: origins and terminology▾
  42. 42Private versus public goods: production, provision, exclusion, and use▾
  43. 43Congestion, mixed goods, and user fees▾
  44. 44Alternatives to voting and the planning approach▾
  45. 45Public goods sold above marginal cost and multiple-service facilities▾
  46. 46The park, birdwatchers, lovers, and multipurpose public goods▾
  47. 47Degrees of externality▾
  48. 48Psychic public goods and awareness effects▾
  49. 49Exclusion of free riders and pricing public facilities▾
  50. 50Pragmatic implications of the theory of public goods▾
  51. 51Unrevealed preference for public goods and services▾
  52. 52Chapter Introduction and Knowledge as a Public Good▾
  53. 53Existing Knowledge versus New Knowledge▾
  54. 54Generation and Use of New Knowledge: Patent Incentives and Restrictions▾
  55. 55Patent Terminology, R&D Accounting, and Productivity Growth▾
  56. 56The Transfer of Knowledge▾
  57. 57Nontechnological Commercially Useful Knowledge▾
  58. 58Economic Calculation in Socialist Planning▾
  59. 59Information Systems, Market Socialism, and the Feedback Shuttle▾
  60. 60Dispersed Knowledge and Central Planning▾
  61. 61The Mechanism’s Language and Reservations about Planning▾
  62. 62Pessimistic and Optimistic Monopolists and Competitors▾
  63. 63The Consumers’ Free Rides▾
  64. 64Joint Producers’ and Consumers’ Interests▾
  65. 65The Administrative Cost of Central Planning▾
  66. 66Chapter Introduction and Empirical versus Theoretical Inquiry▾
  67. 67Empirical Research: Data, Social Science Sources, and Explanation▾
  68. 68Economic Decision-Making Research and Logical-Psychological Relations between Data and Theory▾
  69. 69Segregation, Scarcity, Kaufmann’s Paradise, and Counterfactual Assumptions▾
  70. 70Types of Economic Theory and the Intervention of the Mind▾
  71. 71The Domain of Application: Explaining Observations and Testing Constructions▾
  72. 72Measurements as Applied Inquiry▾
  73. 73Testing versus Illustrating Theories▾
  74. 74Distribution of Economics Research across Empirical, Theoretical, and Applied Domains▾
  75. 75Appendix: Operational Definitions for Classifying Economic Journal Articles▾
  76. 76Appendix: Journal Contents, Knowledge and Information Shares, and Theory versus Application▾
  77. 77Appendix: Comparing Modes of Treatment in Knowledge and Information Economics▾
  78. 78Chapter 8 Opening and Economic Agents as Ideal Types▾
  79. 79Special Economic Agents and Their Information-Reactive Roles▾
  80. 80Information Relevant for Special Economic Agents▾
  81. 81Equilibrium as an Analytic Device and Equilibration Over Time▾
  82. 82Equilibrium of the Household▾
  83. 83Equilibrium of the Firm and Comparative Statics▾
  84. 84Equilibrium of the Industry▾
  85. 85Equilibrium of the Market▾
  86. 86General Equilibrium of the Whole Economy▾
  87. 87Aggregative Equilibrium▾
  88. 88Probability, Surprise, and Rational Expectations▾
  89. 89Anticipated and Unanticipated Monetary Policy▾
  90. 90Irrational Implications of Rational Expectations▾
  91. 91Asset-Portfolio Equilibrium▾
  92. 92Equilibrium of Expectations and the Literature on Economic Expectations▾
  93. 93Chapter Introduction, Old Roots, and Recognition Criteria for the Specialty▾
  94. 94Subject Indexes, Journal Titles, and Early Literature Surveys▾
  95. 95Classifications, Bibliographies, and University Courses as Evidence of the Specialty▾
  96. 96Readings, Conference Proceedings, Recognition Lag, and Literature Growth▾
  97. 97Surveys, Bibliographies, and Early Classification Schemes▾
  98. 98Hirshleifer and Riley’s Expository Survey of Uncertainty and Information▾
  99. 99Olson’s Categories and Surveys of Market Information, Job Search, and Patents▾
  100. 100Stiglitz’s Outline and Criteria for Classifying the Literature▾
  101. 101Special Bibliographies versus Intellectual History▾
  102. 102The Theory of Games and Its Economic Literature▾
  103. 103Human Capital Theory and Hirshleifer’s Comprehensive Classifications▾
  104. 104Chapter 10: A New Classification and Seventeen Subject Groups▾
  105. 105Group 1: The Economics of Knowledge and Information: General▾
  106. 106Group 2: Production and Distribution of Knowledge▾
  107. 107Group 3: Ignorance, Chance, Risk, and Uncertainty▾
  108. 108Group 4: Uncertainty, Entrepreneurship, and Profit▾
  109. 109Group 5: New Knowledge, Innovation, Imitation, and Growth▾
  110. 110Group 6: The Transfer of Technology and Know-How▾
  111. 111Group 7: Economic Forecasting▾
  112. 112Group 8: Cost and Value of Information and Information Systems▾
  113. 113Group 9: Decision Theory and Game Theory▾
  114. 114Group 10: Consumer Decision-Making under Incomplete and Uncertain Knowledge▾
  115. 115Group 11: Worker and Job-Seeker Decision-Making under Uncertainty▾
  116. 116Group 12: Private Firm Decision-Making under Incomplete and Uncertain Knowledge▾
  117. 117Group 13: Government and Public-Agency Policy-Making under Uncertainty▾
  118. 118Group 14: Expectations and Economic Dynamics▾
  119. 119Group 15: Information, Uncertainty, Markets, and Price Formation▾
  120. 120Group 16: Prices as an Information System in Markets and Planning▾
  121. 121Group 17: Human Capital and the Accumulation of Knowledge and Skills▾
  122. 122Chapter 11: A Sample Bibliography—Selection, Arrangement, and Cross-Referencing▾
  123. 123Bibliography Section 1: Economics of Knowledge and Information—General▾
  124. 124Bibliography Section 2: Production and Distribution of Knowledge—Industries, Services, and Machines▾
  125. 125Bibliography Section 3: Ignorance, Chance, Risk, and Uncertainty▾
  126. 126Bibliography Section 4: Entrepreneurship, Profit, Uncertainty, Innovation, and Alertness▾
  127. 127Bibliography Section 5: Invention, Innovation, Imitation, and Economic Growth▾
  128. 128Bibliography Section 6: Transfer of Technology and Know-How▾
  129. 129Bibliography Section 7: Economic Forecasting▾
  130. 130Bibliography Section 8: Cost and Value of Information and Information Systems▾
  131. 131Bibliography Section 9: Decision Theory and Game Theory▾
  132. 132Bibliography Section 10: Consumer Decision-Making with Incomplete and Uncertain Knowledge▾
  133. 133Bibliography Section 11: Worker and Job-Seeker Decision-Making with Incomplete and Uncertain Knowledge▾
  134. 134Bibliography Section 12: Private Firm Decision-Making with Incomplete and Uncertain Knowledge▾
  135. 135Bibliography Section 13: Public Policy-Making with Incomplete and Uncertain Knowledge▾
  136. 136Bibliography Section 14: Formation and Revision of Expectations in Economic Dynamics▾
  137. 137Bibliography Section 15: Information, Expectations, Risk, and Uncertainty in Markets and Price Formation▾
  138. 138Bibliography Section 16: Prices as Information Systems, Resource Allocation, and Planning▾
  139. 139Bibliography Section 17: Human Capital—Accumulation of Knowledge and Skills▾
  140. 140Part Two Opening and Chapter 12 Foundations: Real Capital, Investment, and Scarcity▾
  141. 141Valuing Capital Stocks: Historical Cost, Present Value, Revaluation, and Past Experience▾
  142. 142Graphical Elucidation of Accumulated Capital Costs and Discounted Future Returns▾
  143. 143Options for Future Use of Existing Capital Goods and Supplemental Investment▾
  144. 144Different Questions Require Different Capital Concepts and Measures▾
  145. 145Chapter 13 opening and definitions of human capital▾
  146. 146Forms of human-capital investment and the role of knowledge▾
  147. 147Critique of tangible human capital▾
  148. 148Knowledge-capital categories and education as human-capital formation▾
  149. 149In-service training and incremental schooling choices▾
  150. 150The human-capital approach to explaining earnings▾
  151. 151Chapter 14 introduction and appraisers of private and social valuation▾
  152. 152The voice of society and benefit-cost categories for education▾
  153. 153Earnings differentials, national product, and social returns to education▾
  154. 154Alternative educational investments, waste, and developing-country payoffs▾
  155. 155Chapter 15 Introduction: Human Capacity, Nature, and Nurture▾
  156. 156Genetic Endowment and Conscious Improvement▾
  157. 157Intelligence, Inherited and Acquired, and the Uses of Ability Tests▾
  158. 158Mental Ability, Knowledge, and Intellectual Growth▾
  159. 159Avoiding the Regress to Genes▾
  160. 160Growth and Cultivation of Mental Capacity▾
  161. 161Chapter 16 Introduction: From Educational Investments to Returns▾
  162. 162Ability and Capacity▾
  163. 163Capacity and Performance▾
  164. 164Performance, Earnings, Luck, and Broader Influences▾
  165. 165Family Influences▾
  166. 166Cross-Influences and Recursive Dependencies▾
  167. 167Other Causal-Chain Models▾
  168. 168Schoolmate Effects as Extensions of Family Influences▾
  169. 169Improvement of Capacity as Formation of Capital▾
  170. 170Chapter 17 Introduction: Production Functions and Variable Choice▾
  171. 171Outputs in the Human Capital Production Sequence▾
  172. 172Educational Production Functions and the Simple Schooling-Earnings Model▾
  173. 173Do Earnings Data Establish the Productive Effect of Schooling?▾
  174. 174Factor Analysis, Multiple Regression, and Path Analysis▾
  175. 175Good Proxies for Nonobservables▾
  176. 176Isolating the Effects of Schooling▾
  177. 177A Parade of Variables and Models in Earnings Research▾
  178. 178Special Variable Choices, Ability-Schooling Interaction, and Work-Leisure Time▾
  179. 179Causes, Proxies, Cues, and Miscues▾
  180. 180Ability, Socioeconomic Background, Innate Intelligence, and Cohort Evidence▾
  181. 181Production Function and the Human-Capital Approach▾
  182. 182Productivity versus Credentials▾
  183. 183Chapter 19 Introduction: Depreciation of Knowledge Stocks and Human Capital▾
  184. 184Knowledge Stocks, Consumption Capital, and Foundations of Depreciation Accounting▾
  185. 185Termination, Deterioration, and General Obsolescence of Human Capital▾
  186. 186Technological Obsolescence, R&D Knowledge Capital, Vintage Effects, and Scarcity Value▾
  187. 187Skill Erosion, Private and Social Human Capital, and Valuation Approaches▾
  188. 188Choosing the Correct Depreciation Rate for Human Capital▾
  189. 189Numerical Illustrations and Purposes of Depreciation Accounting▾
  190. 190Gross National Product, Knowledge Production, and the Limited Relevance of Depreciation▾
  191. 191Chapter 20 Introduction: Objectives in Studying Human-Capital Earnings▾
  192. 192Mincer’s Earnings Profiles, Growth Jobs, and Cross-Sectional Evidence▾
  193. 193Earnings Differentials, Rates of Return, School-Leaving Ages, and Retirement▾
  194. 194Investing in Future Options▾
  195. 195Chapter 21 Introduction: Rates of Return to Investment in Education▾
  196. 196The Size and the Rate▾
  197. 197Even Bad Investments May Have Positive Returns▾
  198. 198The Stock of Human Capital and the Returns▾
  199. 199Different Returns from Different Fields of Study▾
  200. 200Private Rates of Return in the United States▾
  201. 201Rates of Return in Developing Countries▾
  202. 202Diminishing Returns▾
  203. 203Complementarity▾
  204. 204Stray Arabic OCR Text▾
  205. 205Index A-B▾
  206. 206Index C-D▾
  207. 207Index E-G▾
  208. 208Empirical Research on Changing Rates of Return and Qualifications▾
  209. 209Index H-L▾
  210. 210Index M-P▾
  211. 211Index Q-S▾
  212. 212Index T-Z▾
  213. 213Library of Congress Cataloging in Publication Data▾

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