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The Theory of International Trade: With Its Applications to Commercial Policy

Gottfried Haberler · 1936

The Theory of International Trade: With Its Applications to Commercial Policy

93 sections
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About this work

Gottfried Haberler, The Theory of International Trade (1936)

Haberler’s 1936 English translation of his 1933 German treatise is a systematic monograph on international trade theory and commercial policy. Its central move is to absorb international trade into general price theory, rejecting the idea that foreign trade requires a separate set of principles. The book moves from the foreign-exchange market and balance-of-payments adjustment, through comparative cost recast in opportunity-cost terms, to the analysis of tariffs, quotas, and other trade-policy interventions.

The theory of international trade has to be regarded as a particular application of general economic theory.

This premise governs the work’s structure. Haberler treats exchange rates, payments balances, commodity movements, and factor allocation as parts of one interdependent system. He therefore resists doctrines that treat the balance of payments as an autonomous magnitude or trade as a mechanical accounting problem. Foreign exchange is instead a price formed in markets:

The exchange rate between the means of payment of two countries is determined, like all other prices, by supply and demand.

From this standpoint, monetary explanations of trade must be dynamic and price-theoretic. Haberler criticizes theories that begin from a predetermined “balance” and then explain exchange rates as if they merely accommodated it. That reverses causality and ignores how prices, incomes, and quantities respond to each other.

The fatal weakness of this theory is that it assumes the balance of payments to be a fixed quantity.

The book’s most important theoretical contribution is its reconstruction of comparative advantage without the labour theory of value. Haberler preserves the Ricardian insight that trade depends on relative costs, not absolute productivity, but redefines costs as alternative opportunities sacrificed. This permits comparative-cost theory to handle many goods, multiple factors, factor specificity, money costs, and marginal productivity.

It is now obvious that we have no further need of the Labour Theory of Value.

This shift is not merely technical. It changes the meaning of “cost” in trade policy debates. Losses attached to particular firms or forms of capital are not identical with losses to the national economy if labour and other resources can be reallocated to more valuable uses. Haberler’s treatment of obsolete capital is especially severe: policy should not preserve past investments when future production can be better organized elsewhere.

But in economic affairs bygones are bygones; and, in the circumstances which we are assuming, the best utilisation of the community’s resources in the future involves closing down the factory.

The later policy analysis follows from this general-equilibrium reasoning. Protection is evaluated not by the visible survival of protected industries but by the hidden diversion of resources, the changes in relative prices, and the costs imposed on consumers and exporting sectors. Haberler is especially hostile to quantitative restrictions because they suppress the price mechanism more directly than ordinary tariffs.

The fixing of import quotas, like the fixing of maximum prices, is an interference with the price-mechanism which is alien to the price-system.

His objection to quotas is not only that they restrict imports, but that they do so unpredictably. As conditions change, a fixed quota becomes more or less restrictive without any transparent adjustment in the legal measure itself. It therefore creates uncertainty and arbitrary privilege.

This indirect preference given to home production is more dangerous than an import duty of corresponding height, for it rapidly changes its nature in an unpredictable manner, thus introducing an injurious uncertainty into the economy.

Tariffs are also burdensome, but Haberler’s emphasis is careful: the economic injury lies in raising barriers and distorting production, not in their removal. This reverses protectionist rhetoric that treats tariff reductions as sacrifices and tariff increases as gains.

It is the increase and not the reduction of duties which is the real economic burden!

The work’s lasting relevance lies in this integration of pure trade theory, monetary adjustment, and policy analysis. Haberler translates classical comparative advantage into modern opportunity-cost language and uses it to expose the costs of protectionism, especially non-tariff restrictions. The book is thus both a theoretical bridge—from Ricardo to general-equilibrium trade theory—and a sustained argument that commercial policy must be judged by its system-wide effects rather than by the fortunes of particular protected interests.

Sections

This work was divided into 93 sections when it entered the library's research corpus—an apparatus for search and citation, not necessarily the author's own table of contents. Each title opens its summary.

  1. 1Preface to the English Edition▾
  2. 2Preface to the German Edition (Abridged)▾
  3. 3Contents▾
  4. 4Introduction §1: The Problem of Definition▾
  5. 5Introduction §2: The Political Conception of Foreign Trade▾
  6. 6Introduction §3: Questions of Exposition▾
  7. 7Part I, A—Chapter I: Introductory▾
  8. 8Chapter II: The Balance of Payments▾
  9. 9Chapter III: The Gold Standard▾
  10. 10Chapter IV §1: The Balance of Payments Theory and the Inflation Theory▾
  11. 11Chapter IV §2: The Theory of Purchasing Power Parity▾
  12. 12Purchasing Power Parity, International Goods, and Statistical Verification▾
  13. 13Preliminary Monetary Theory and the Cylinder Analogy▾
  14. 14Price Stability versus Exchange Stability▾
  15. 15Gold Standards, Gold-Exchange Standards, and Discount Policy▾
  16. 16The Influence of Bank Credit on the Exchange Mechanism▾
  17. 17Depreciation: Balance-of-Payments Theory versus Classical Theory▾
  18. 18Static Analysis and Comparative Statics in Exchange Theory▾
  19. 19Statistics of the German Inflation▾
  20. 20The Transfer Problem: Unilateral Payments and Trade Balances▾
  21. 21Price Levels and Exchange Rates During Inflation▾
  22. 22Raising and Transferring Payments: Creating the Export Surplus▾
  23. 23The Transfer Problem: Price Changes, Capital Movements, Crisis, and Exchange Control▾
  24. 24Historical Illustrations of Unilateral Transfer: French Indemnity and Canadian Capital Imports▾
  25. 25Canada: Triangular Capital Transfers, Gold Movements, and Price Verification▾
  26. 26German Reparations: Introductory Framework and Bibliographical Note▾
  27. 27German Reparations from Versailles to the London Ultimatum▾
  28. 28From the London Ultimatum to the Dawes Agreement▾
  29. 29The Dawes Agreement and the Young Plan▾
  30. 30From the Young Plan to the Lausanne Agreement▾
  31. 31Reparations, Trade Balance, and International Indebtedness▾
  32. 32Inter-Allied War-Debts and Their Magnitude▾
  33. 33Chapter IX: Introduction to the Pure Theory of International Trade▾
  34. 34Chapter X: The Theory of Comparative Cost; International Division of Labour and Cost Differences▾
  35. 35Absolute and Comparative Cost Differences; Order of Further Modifications▾
  36. 36Comparative Costs in Money, Multiple Goods, Capital Transfers, and Transport Costs▾
  37. 37Variable Costs of Production, Increasing Costs, and Decreasing Costs▾
  38. 38Introductory and Mill’s Theory of International Values▾
  39. 39Marshall’s Generalisation of the Theory of International Values▾
  40. 40Marshallian Curves and Ordinary Supply and Demand Curves▾
  41. 41Elasticity of Demand and the Statistical Measurement of the Terms of Trade▾
  42. 42Statistical Illustrations of the Terms of Trade▾
  43. 43Direct Effects of International Trade on Price and Sales▾
  44. 44Chapter XII §1: The Labour Theory of Value Discarded▾
  45. 45Chapter XII §2: Comparative Cost Restated with Specific Factors▾
  46. 46Chapter XII §3.2: Systematic Specific-Factor Analysis of Distribution▾
  47. 47Chapter XII §3.3: Wage-Level Differences and the Gain from International Trade▾
  48. 48Chapter XII §3.1: Classical and Neo-Classical Treatment of Trade and Distribution▾
  49. 49Chapter XII §4.1–§4.3: Decreasing Costs, Graham's Challenge, and Static Cost Theory▾
  50. 50Chapter XII §4.3(a): Decreasing Costs Due to Internal Economies▾
  51. 51Chapter XII §4.3(b): External Economies and the Opening of Trade Policy▾
  52. 52Chapter XIII: The Scientific Treatment of the Subject of Trade Policy▾
  53. 53Part II.B and Chapter XIV: Arguments for Free Trade▾
  54. 54Chapter XV: The Effects of Tariffs▾
  55. 55Chapter XVI: General Arguments for Tariffs▾
  56. 56Chapter XVII §1: Arguments Which Do Not Merit Serious Discussion▾
  57. 57Richard Schüller’s Protectionist Theory▾
  58. 58Tariffs and Unemployment: Introduction and Short-Run Effects▾
  59. 59Unemployment Relief and Types of Unemployment▾
  60. 60General Tariffs, Real Wages, and Keynes’s External-Equilibrium Argument▾
  61. 61Import of Means of Production as a Result of a Tariff▾
  62. 62Infant-Industry Tariffs▾
  63. 63Dangers of an Unbalanced Manufacturing Export Economy▾
  64. 64Emergency Tariffs and Market-Assurance Tariffs▾
  65. 65Tariffs, Terms of Trade, and the Claim that the Foreigner Pays▾
  66. 66Chapter XVIII Introduction: Dumping, Cartels, Monopolies, and Export Bounties▾
  67. 67The Nature and Forms of Dumping▾
  68. 68The Theory of the Dumping Price: Statement of the Problem▾
  69. 69Elements of a Theory of Monopoly Price▾
  70. 70Determination of the Export Dumping Price: Problem A▾
  71. 71Problem B: Export at the Home Price versus Dumping Export▾
  72. 72Economic Appraisal of Dumping▾
  73. 73Export Bounties: Historical Examples and Effects▾
  74. 74Appraisal of Export Bounties▾
  75. 75Anti-Dumping Duties▾
  76. 76International Monopolies and Cartels: General Remarks▾
  77. 77Raw Material Monopolies, International Cartels, and the Transition to Trade Policy Technique▾
  78. 78Chapter XIX: Introductory; Tariff Schedule and Customs Area▾
  79. 79Specific and Ad Valorem Duties▾
  80. 80Sliding-Scale Duties▾
  81. 81Import and Export Prohibitions, Quotas, and Other Protectionist Devices▾
  82. 82Administrative Mitigations of Tariff Protection▾
  83. 83The Height of a Tariff and Methods of Measuring It▾
  84. 84Chapter XX: Commercial Treaties, Content and Form▾
  85. 85The Most Favoured Nation Clause: Forms, Conditionality, and Reciprocity Treaties▾
  86. 86Most Favoured Nation Clause: Restrictions, Preferences, Quotas, and Anti-Dumping▾
  87. 87Commercial Treaties for Free Trade Countries and Countries with Rigid Tariffs▾
  88. 88Tariff Treaties, Particular Concessions, and the Dispute over the Most Favoured Nation System▾
  89. 89Preferential Duties and Regional Economic Unions▾
  90. 90Customs Unions▾
  91. 91Tactical Considerations on the Path to Free Trade▾
  92. 92Index of Names▾
  93. 93Index of Subjects▾

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