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Die menschliche Gesellschaft in ihren ethno-soziologischen Grundlagen. Fünfter Band: Werden, Wandel und Gestaltung des Rechtes im Lichte der Völkerforschung

Richard Thurnwald · 1934

Die menschliche Gesellschaft in ihren ethno-soziologischen Grundlagen. Fünfter Band: Werden, Wandel und Gestaltung des Rechtes im Lichte der Völkerforschung

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Richard Thurnwald, Werden, Wandel und Gestaltung des Rechtes im Lichte der Völkerforschung (1934)

This fifth volume of Richard Thurnwald’s Die menschliche Gesellschaft in ihren ethno-soziologischen Grundlagen is a comparative ethnosociological monograph on the emergence, transformation, and shaping of law. Its scope is not legal doctrine but the social life of law: how norms, sanctions, proof, authority, retaliation, compensation, and adjudication arise within differently organized human groups. Thurnwald’s guiding move is anti-essentialist. Law is not treated as a timeless system of rules but as a historically variable “style” formed by social structure, economy, belief, authority, and conflict.

Denn es gibt nirgends ein Recht an sich, so wenig wie es eine Kunst an sich gibt, sondern stets nur einen gewissen „Stil“ des Rechts oder der Kunst, also bestimmte konkrete Gestaltungen als Ergebnis ineinandergreifender realer Bedingungen.

English translation: For nowhere is there law in the abstract, any more than there is art in the abstract; there is always only a certain "style" of law or of art—that is, particular concrete formations as the result of interlocking real conditions.

From this premise the book reads legal institutions as concrete adaptations to collective life. Thurnwald’s central thesis is that law grows out of reciprocal expectations and gradually becomes a means of disciplining violence, stabilizing relations, and enlarging social cooperation. Reciprocity is therefore not merely a moral ideal but the social-psychological matrix from which enforceable obligation can develop.

Vielleicht kann man den Satz von der Reziprozität als die sozialpsychologische Grundlage allen Rechts bezeichnen.

English translation: Perhaps one may designate the principle of reciprocity as the social-psychological foundation of all law.

The volume’s structure follows the movement from loosely organized groups toward more stratified communities and finally toward centralized political authority. In less differentiated societies, authority may exist without a strong monopoly of coercion; sanctions remain entangled with kinship, retaliation, ritual fear, and negotiated settlement. In more complex societies, punishment and procedure become increasingly public, regularized, and attached to chiefs, courts, or state organs. Thurnwald thus links the form of law to the form of society: legal change is a symptom and instrument of Vergesellschaftung, the progressive social binding of human action.

Die Rechtsentwicklung stellt einen großartigen Akt der Selbstdomestikation, der wachsenden Vergesellschaftung des Menschengeschlechts dar.

English translation: The development of law represents a grand act of self-domestication, of the growing sociation of the human race.

His analysis of punishment is especially important. Punishment is not first presented as the execution of abstract justice, but as vengeance, pacification, magical repair of disturbed order, deterrence, or economic substitution. Talionic and “mirror” punishments, death, mutilation, fines, surety, and compensation are compared as devices by which groups respond to injury before a fully centralized criminal law exists. This makes Thurnwald attentive to the gap between modern juridical vocabulary and the social meanings of sanction in many ethnographic settings.

Vor allem fehlt der Begriff der „Gerechtigkeit“ in dem ethischen Sinne, wie wir ihn auffassen.

English translation: Above all, the concept of "justice" is lacking in the ethical sense in which we understand it.

The same historical-sociological method governs his discussion of proof. Where institutional investigation is weak, truth-finding depends less on evidence in the modern sense than on ritualized appeals to supernatural or social risk: oath, curse, ordeal. Thurnwald treats these not as irrational residues alone, but as procedures that function where competing assertions cannot otherwise be resolved.

Das primitive Recht kennt keine anderen Beweismittel als Eid, Fluch und Gottesurteil.

English translation: Primitive law knows no other means of proof than oath, curse, and ordeal.

The ordeal therefore appears as a legal-ritual technique for deciding uncertainty, binding disputants to an outcome by invoking forces beyond ordinary testimony. Its importance lies in its procedural function: it creates a decision when social knowledge and coercive authority are insufficient.

Das Gottesurteil stellt in der Tat nichts weiter vor als ein Orakel zur Ermittlung des Tatbestandes dort, wo man sich bei widerstreitenden Behauptungen nicht zu helfen weiß.

English translation: The ordeal is in fact nothing other than an oracle for ascertaining the facts of the case where, faced with conflicting assertions, one is at a loss for another means.

The book’s relevance lies in this insistence that law must be studied as embedded practice. Thurnwald’s comparative materials are framed in the evolutionary and ethnological language of his period, including categories that now require critical distance; nevertheless, his conceptual contribution is to refuse a purely normative or state-centered definition of law. He shows legal order forming where reciprocity, fear, ritual, compensation, and authority intersect, and he interprets juridical development as a long process by which social groups convert private retaliation and magical sanction into more stable public regulation.

Sections

This work was divided into 91 sections when it entered the library's research corpus—an apparatus for search and citation, not necessarily the author's own table of contents. Each title opens its summary.

  1. 1Series Title Page▾
  2. 2Volume Title Page▾
  3. 3Overview of the Complete Work▾
  4. 4Copyright and Printing Information▾
  5. 5Preface to the Fifth Volume▾
  6. 6Detailed Table of Contents for the Fifth Volume▾
  7. 7End of Table of Contents▾
  8. 8Introduction: Law, Culture, Reciprocity, and Social Structure▾
  9. 9The Life of Law: Conditions of Primitive Law▾
  10. 10The Religious Binding of Primitive Law▾
  11. 11The Fixation and Formulation of Law▾
  12. 12Public Law: Beginnings of International Legal Relations▾
  13. 13Blood Revenge: Meaning, Function, and Relation to Authority▾
  14. 14Blood Revenge: Causes and Triggers▾
  15. 15Blood Revenge: Culpability, Accident, and Kin Liability▾
  16. 16Blood Revenge: Position of the Offender within the Kin Group▾
  17. 17Blood Revenge: Conduct of the Injured Kin and Group Solidarity▾
  18. 18Blood Revenge: Forms of Execution▾
  19. 19Blood Revenge: Settlement, Compensation, and Composition Systems▾
  20. 20Blood Feud, Compensation, and Suppression by Authority▾
  21. 21Property Law and Land Ownership in Primitive Societies▾
  22. 22Movable Property, Spoils, Property Marks, and Possession▾
  23. 23Occupation Rights, Finds, and Hunting Claims▾
  24. 24Obligations and the Principle of Reciprocity▾
  25. 25Contract: Premises, Forms, and Real Contracts▾
  26. 26Verbal, Curse-Burdened, Written, and Consensual Contracts▾
  27. 27Customary Obligations Versus Explicit Contracts▾
  28. 28Purchase, Barter, Sale Restrictions, and Market Law▾
  29. 29Loans, Lending, Hire, and Market Credit▾
  30. 30Lease and Tenancy among Stratified Societies▾
  31. 31Liability and Pledge▾
  32. 32Suretyship: Meaning and Concept▾
  33. 33Origins of Suretyship in Blood Revenge and Kin Liability▾
  34. 34Forms and Symbols of Archaic Suretyship▾
  35. 35Commercial and Procedural Relations of Suretyship▾
  36. 36The Surety as Hostage and Debt Pledge▾
  37. 37The Surety as Mediator▾
  38. 38Legal Obligations Created by Suretyship▾
  39. 39Transition Toward Modern Suretyship▾
  40. 40Inheritance and Succession▾
  41. 41Crime in Societies of Primitive Civilization▾
  42. 42Legal Formalism in Authoritarian Customary Orders▾
  43. 43Crime in Stratified Societies and the Gap Between Rules and Practice▾
  44. 44Offenses Against the Social Order▾
  45. 45Magic as a Crime▾
  46. 46Sexual Offenses and Adultery▾
  47. 47Theft, Property, and Private Redress▾
  48. 48Composition, Punishment, and Atonement: Defining Buße▾
  49. 49Origins of Composition Payments and Voluntary Humiliation▾
  50. 50Forms and Tariffs of Composition Payments▾
  51. 51Social Function of Composition and the Rise of Public Authority▾
  52. 52Disappearance of Composition under the Authority State▾
  53. 53Sacred Violations and the Concept of Atonement▾
  54. 54Automatic Sacred Sanction and Magical Atonement▾
  55. 55Spirit-Mediated Atonement and Transcendent Legal Orders▾
  56. 56Positive Atonement, Asylum, and Group Expiation▾
  57. 57Outlawry and Exclusion from the Peace Community▾
  58. 58Asylum as Sacred Protection and Legal Corrective▾
  59. 59Punishment, Atonement, and Sanction in Authority-Poor Societies▾
  60. 60Punishment in Weakly Stratified Societies with Limited Authority▾
  61. 61Punishment in Stratified Societies with Secure Authority▾
  62. 62State Sanctions, Talion, Mirror Punishment, and Archaic Penal Systems▾
  63. 63Monetary Penalties and Transition to Legal Procedure▾
  64. 64General Principles of Primitive Court Procedure▾
  65. 65Occasionally Chosen Arbitrators and Personal Authority▾
  66. 66Institutional Legal Authorities and Early Proof Methods▾
  67. 67Community Sanction and Defiance of Custom among the Andaman Islanders▾
  68. 68Sacred Law and Authoritarian Procedure on the Loango Coast▾
  69. 69Traditional Authorities in Borneo, Samoa, Ila, and Lango Societies▾
  70. 70Procedures among Pre-Columbian Peoples of North America▾
  71. 71Evidence, Oaths, and Ordeals among Pangwe, Kpelle, Java, and Tobelorese▾
  72. 72Divine Judgment as a Legal Institution: Conditions, Thought Forms, and Decline▾
  73. 73Mystical Causality, Omens, and Early Ordeal Forms▾
  74. 74Ordeal as Judicial Evidence in Africa, the Philippines, and Hinterindia▾
  75. 75Ordeal, Kingship, and Political Power among the Kpelle▾
  76. 76Manipulation and Decline of Ordeals in Ukinga and Somali-Galla Contexts▾
  77. 77Ordeals in Stratified Civilizations and Historical Legal Systems▾
  78. 78The Oath: Magical Speech, Curse, and Sacred Obligation▾
  79. 79Oath Symbolism and Oath-Helpers▾
  80. 80Purificatory Oath and Symbolic Acquittal▾
  81. 81Witness Oath, Fealty, Oath-Breaking, and Perjury▾
  82. 82The Duel as Dispute Settlement and Trial by Combat▾
  83. 83Judicial Officials and Courts in Chiefdoms and States▾
  84. 84Rulership, Law, and Justice▾
  85. 85Conclusion: Social Foundations and Autonomy of Law▾
  86. 86Abbreviations and Bibliography, A–Thurnwald Entries▾
  87. 87Bibliography: Thurnwald and References T-Z▾
  88. 88Abbreviations for Journals, Series, and Reference Works▾
  89. 89Register: Index of Peoples, Legal Institutions, and Comparative Law Topics▾
  90. 90Publisher Catalog of Ethnological and Anthropological Works▾
  91. 91Final Publisher Catalogue Notice and Imprints▾

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