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Die menschliche Gesellschaft in ihren ethno-soziologischen Grundlagen. Vierter Band: Werden, Wandel und Gestaltung von Staat und Kultur im Lichte der Völkerforschung

Richard Thurnwald · 1935

Die menschliche Gesellschaft in ihren ethno-soziologischen Grundlagen. Vierter Band: Werden, Wandel und Gestaltung von Staat und Kultur im Lichte der Völkerforschung

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Richard Thurnwald, Die menschliche Gesellschaft in ihren ethno-soziologischen Grundlagen. Vierter Band: Staat und Kultur (1935)

Thurnwald’s fourth volume is a comparative ethno-sociological study of political order, social stratification, and culture. Its governing method is anti-teleological: the state is not treated as the necessary culmination of society, nor is European political history made the implicit norm. Instead, Thurnwald examines how authority, kinship, economy, ritual, technical equipment, and intergroup contact combine differently in historically situated societies.

Das Schema einer einheitlichen geradlinigen Entwicklung würde in die Irre führen.

English translation: The schema of a uniform, linear development would be misleading.

This rejection of a single evolutionary ladder shapes the whole argument. Thurnwald does not deny cumulative change, but he insists that institutions change unevenly and relationally. Older subsistence forms, inherited habits, kinship obligations, ritual sanctions, and status distinctions may persist long after new political or technical conditions appear. Social forms are therefore not stages on one line of progress but configurations produced by constraint, adaptation, borrowing, conflict, and recombination.

Kinship receives special attention because it can organize much more than descent. In small-scale societies, clan and lineage may bind together marriage regulation, cult, property, vengeance, leadership, and political belonging. Thurnwald uses the clan not as a primitive fossil but as an example of institutional concentration before later differentiation.

Der Klan ist eine Extremgestaltung, wobei politische, Kult- und Heirats-Organisation zusammenfallen.

English translation: The clan is an extreme formation, in which political, cultic, and marriage organization coincide.

From kinship the study moves to rank, caste, dependence, and leadership. Caste is interpreted comparatively rather than as an isolated Indian anomaly: it may arise from ethnic layering, occupational specialization, marriage closure, ritual valuation, and unequal access to honor. Yet even rigid systems are historically permeable in practice. The same comparative logic governs Thurnwald’s analysis of democracy, chiefship, servitude, and state formation: political institutions emerge from wider social relations rather than from an abstract contract or a universal drive toward sovereignty.

A key conceptual move is the decentering of “the political.” Thurnwald treats leadership and coercive organization as important, but not as the master key to society. Political order is only one sector within a broader social whole that also includes kinship, economy, religion, prestige, technology, and symbolic valuation.

Das politische Leben, das sich auf die Ordnung der obersten Führerschaft bezieht, stellt nur einen Teil des sozialen Lebens überhaupt dar.

English translation: Political life, which pertains to the ordering of supreme leadership, represents only a part of social life as a whole.

The volume’s final synthesis turns from state to culture. Thurnwald distinguishes civilization—especially technical knowledge, tools, and practical skills—from culture as an organized pattern of conduct, values, institutions, and meanings. Technical capacities may accumulate and diffuse across social boundaries, while cultural formations remain more fragile, historically contingent, and only approximately coherent. This allows him to explain both persistence and disruption: new instruments, forms of knowledge, and contacts may alter social life without producing a uniform cultural “advance.”

The book’s enduring contribution is methodological. Thurnwald refuses both organismic models of autonomous development and reductionist accounts that derive political order from one cause. Societies are made in contact with other societies: through migration, war, trade, imitation, domination, and selective adaptation.

Es gibt keine isolierte Gesellschaft, die nur aus sich selbst heraus sich „entwickelt“ d. h. im Sinne der alten Entwicklungsschematiker gewissermaßen autonom zu neuen Gestaltungen fortschreitet, so wie ein Körper wächst oder eine Blume zur Frucht wird.

English translation: There is no isolated society that "develops" purely out of itself—that is, in the sense of the old developmental schematists, that autonomously advances, as it were, to new formations, in the way a body grows or a flower becomes a fruit.

Staat und Kultur thus presents the state as one historically variable arrangement among others, not the destiny of collective life. Its central achievement is to show how political authority, stratification, kinship, technique, and culture form changing systems whose coherence is always partial and whose development is always relational.

Sections

This work was divided into 169 sections when it entered the library's research corpus—an apparatus for search and citation, not necessarily the author's own table of contents. Each title opens its summary.

  1. 1Title pages for Werden, Wandel und Gestaltung von Staat und Kultur▾
  2. 2Overview of the complete work and imprint▾
  3. 3Preface▾
  4. 4Contents: Part A, forms of association and their change▾
  5. 5Contents: Part B, culture, civilization and society▾
  6. 6Table of Contents Conclusion▾
  7. 7Technical Terms Glossary▾
  8. 8Arabic OCR Artifact▾
  9. 9Introduction: Problem of the Investigation▾
  10. 10Social Forms: Dual-Sex and Single-Sex Associations▾
  11. 11Technology and Social Formation▾
  12. 12Formation of Associations on an Egalitarian Basis▾
  13. 13From Sib to Individual: Stratification and State▾
  14. 14Variants of State Formation▾
  15. 15Institutional Leadership: King and Priest▾
  16. 16Institutional Leadership in Homogeneous Communities▾
  17. 17Leadership under Stratification, Sacral Kingship, Bureaucracy, and Tyranny▾
  18. 18Forces of Association in Male Groups: The Problem of Social Development▾
  19. 19The Settlement Association▾
  20. 20Rivalries among Settlement, Ritual, and War Groups▾
  21. 21Clustering of Villages into Political Groups▾
  22. 22Migrations and Their Effects on Culture and Social Organization▾
  23. 23Routes of Cultural Change and the Eskimo Case (Continuation)▾
  24. 24Specialization of Social Groups▾
  25. 25Changing Leadership▾
  26. 26Interlocking Social Relations under Sexual Influences▾
  27. 27Men’s Societies and Familial Forms▾
  28. 28Separation of the Sexes▾
  29. 29Association through Ideational Forces▾
  30. 30Association on an Economic Basis▾
  31. 31Interaction of Different Forces of Association▾
  32. 32Social Formation and Development▾
  33. 33The Functioning of Egalitarian Associations▾
  34. 34Hordes▾
  35. 35Bands▾
  36. 36Clan: Terminology, Definitions, and Political Scope▾
  37. 37Clan as Political Structure: Gilyak, Yukaghir, and New Guinea Cases▾
  38. 38Clans in Stratified Societies and Confederations▾
  39. 39Sippe: Definition, Function, and Conditions of Decline▾
  40. 40New Guinea Sippen: Wagawaga, Koita, and Mafulu▾
  41. 41Turkic and Yakut Sippen and Layered Descent Units▾
  42. 42Baganda Kika as Sippen▾
  43. 43Dschagga and Kpelle Sippen in Social and Economic Structure▾
  44. 44Chinese Surname Lineages and the Transformation of Sippen▾
  45. 45Navajo and Ila Sippen, Phratries, and Totemic Obligations▾
  46. 46Decline of Sippe among Zuni and Kágaba▾
  47. 47Dissolution of Sippe in Polynesia and Ancient Japan▾
  48. 48Democracy in Primitive and Archaic Communities▾
  49. 49Political Development, Accumulation, and Ethnogenesis▾
  50. 50Types of Political Form: Kinship, Sovereignty, Stratification, and Imperial Expansion▾
  51. 51Age Societies and Comparative Forms of Social Organization▾
  52. 52Settlement, Expansion, and Local Political Groups among the Marind-Anim▾
  53. 53Social Stratification and Adaptability among Bergdama and Ojibway▾
  54. 54Ethnic Stratification and Dual Organization among the Natchez and West African Parallels▾
  55. 55Traditional Leadership, Councils, Sacred Objects, and Rainmaker Kingship▾
  56. 56Mandschu Clan Organization, Military Expansion, and Transition to Rule▾
  57. 57Political, Social, and Economic Structures among Ba-Ila, Abyssinian Peoples, and Ruanda▾
  58. 58Stratification and Ranking▾
  59. 59Serfdom▾
  60. 60Caste Formation▾
  61. 61Leadership and the Typology of Chieftainship▾
  62. 62Authorityless Chieftainship of Influential Persons▾
  63. 63Chiefs as Receivers and Redistributors of Goods▾
  64. 64Authoritarian Chieftainship Based on Possession, Knowledge, or Descent▾
  65. 65Dual Chieftainship from Clan or Tribal Moieties▾
  66. 66Division of Powers through Familial Specialization▾
  67. 67Over-Chiefs and Ethnic Stratification▾
  68. 68Sacred Prince-God and Polynesian Chiefly Taboo▾
  69. 69Comparative Leadership: Yap, Natchez, Banyankole, and Mongols▾
  70. 70Female Chieftainship, Fijian Helpers, and the Assessment of Chiefs▾
  71. 71Despotism and the Opening of State Formation▾
  72. 72The State as a Political Form▾
  73. 73Pre-State Structures and Ethnic Aggregations▾
  74. 74Relations among Political Groups▾
  75. 75The Sacral State with Autonomous Aristocratic Chiefs▾
  76. 76The Sacral Principality▾
  77. 77The Aristocratic State and the Feudal System: General Theory▾
  78. 78Early Protection-for-Loyalty Relations on the Trobriand Islands▾
  79. 79Aristocratic Fiefs in the Americas, Micronesia, Samoa, and Tonga▾
  80. 80Cattle Fiefs and Pastoral Lease Relations in East Africa▾
  81. 81Office Fiefs from Yoruba and Loango to Old Indian and Oriental States▾
  82. 82Early European Fiefs, Comparative Aristocracies, Warfare, Despotism, and Patriarchy▾
  83. 83Kingship and Archaic State Formation▾
  84. 84Priesthood, Theocracy, and Religious Political Authority▾
  85. 85Vassals, Tribute, and Loose Dependencies▾
  86. 86From Aristocratic Fiefdom to Bureaucratic State▾
  87. 87Court Offices, Royal Households, Population, and the Synthesis of State Formation▾
  88. 88Enmity and Conflict within Kinship and Blood-Feud Groups▾
  89. 89Fortifications and Defensive Settlements▾
  90. 90Peace-Making Formalities and the Andaman Pantomime▾
  91. 91Peace through Magic and Barriers between Unequal Cultures▾
  92. 92Peace Ceremonies, Status Degradation, and West African Ritual Symbols▾
  93. 93Friendship Rites, Blood Brotherhood, and Truces in Africa and California▾
  94. 94Peace Areas Based on Kinship, Sacred Places, and Authority▾
  95. 95Peaceful Peoples, East-West Ideals, and Greek Arbitration▾
  96. 96Religious Peace Ideals and the Medieval Peace of God▾
  97. 97Slavery and Serfdom: Legal Definitions and Forms of Dependence▾
  98. 98Slavery as a Historical Institution: Economic and Political Preconditions▾
  99. 99Origins, Transformation, and Decline of Slavery▾
  100. 100War Captivity as a Source of Enslavement▾
  101. 101Debt and Legal Offense as Grounds for Enslavement▾
  102. 102Slave Trade▾
  103. 103Slave Hunting▾
  104. 104Occasional Enslavement without Fixed Tradition▾
  105. 105Slavery, Serfdom, and Sacred Rank in Stratified Societies▾
  106. 106Economic-Rationalistic Enslavement in Small-Scale Farming Societies▾
  107. 107Slavery on Courts, Estates, and Archaic State Economies▾
  108. 108Manumission and Incorporation into Kinship or Patronage▾
  109. 109Dissolution of Slavery and Transition to Culture, Civilization, and Society▾
  110. 110Settlement, Hearths, and Hunter-Gatherer Mobility▾
  111. 111Pastoral Nomad Encampments and Seasonal Migration▾
  112. 112Field Farmers, Kin Settlements, and Village Aggregates▾
  113. 113Clearing, House Tradition, and Defensive Location▾
  114. 114Security, Refuge Settlements, and Communal Houses▾
  115. 115Ethnic Intermixture, Stratified Settlements, and Rank▾
  116. 116Princely Compounds and Despotic Court Settlements▾
  117. 117Planned Villages, Circular Settlements, and Street Villages▾
  118. 118Building Rites and Settlement Names▾
  119. 119Settlement Abandonment, Marind-anim Migration, and Local Territories▾
  120. 120Model Kampongs and Administrative Resettlement▾
  121. 121Economic Horizons and the Limits of Unilinear Evolutionism▾
  122. 122Political Structures: Economic Horizons and Food Acquisition▾
  123. 123Typology of Acephalous Communities and Ruling Organizations▾
  124. 124Agglomeration, Totemism, and Moiety Systems in Political Development▾
  125. 125Ethnic Stratification, Cultural Horizons, and State Formation▾
  126. 126Crafts, Slavery, Money, and Archaic Political Systems▾
  127. 127Family Formation and Kinship: Constraints and Political Typology▾
  128. 128Extreme Forms of Sexual Custom: Berlin, Oceania, and Premarital Relations▾
  129. 129Extreme Forms and Special Configurations: Extreme Forms▾
  130. 130Local Types▾
  131. 131Group Peculiarities and Specialization▾
  132. 132Mixture of Culture, Language, and Race▾
  133. 133Ethnic Overlayering, Stratification, and Subordination▾
  134. 134Personal distinction in society▾
  135. 135Selection, elimination, and cultural carriers▾
  136. 136Sifting of personalities and transition to progress and cycle▾
  137. 137Accumulation▾
  138. 138Elimination▾
  139. 139The Inherited Substance▾
  140. 140The Association System▾
  141. 141Institution and Human Actors▾
  142. 142Differentiation into Ethnic, Social, and Cultural Spheres▾
  143. 143Interaction and Boundaries between Spheres▾
  144. 144Uneven Rhythm of Parallel Development▾
  145. 145Culture and People▾
  146. 146Cultural Process, Cycles, and Summary▾
  147. 147Development as Progress, Diffusion, and Social Transformation▾
  148. 148Residues, Survivals, and Cultural Backwardness▾
  149. 149§3 Variants: Hunter-Gatherer Types and Reversions▾
  150. 150§3 Variants: Primary and Secondary Field Cultivation▾
  151. 151§3 Variants: Pastoral Cultures, Crafts, and Cultural Loss▾
  152. 152§4 Organizational Process: Contact, Stratification, and Despotism▾
  153. 153Development, Lag, Variation, and Sequence: Political Situations and Cultural Effects▾
  154. 154Disturbance, Induction, and Contamination▾
  155. 155The Play of Forces: Selection, Sifting, and Leadership▾
  156. 156Social Selection, Cultural Contact, and Leadership▾
  157. 157Formation of Culture and Historical Perspective▾
  158. 158The Life Process of Association and Civilization▾
  159. 159Abbreviations and Bibliography, Part 1 (A–Thurnwald)▾
  160. 160Bibliography: Thurnwald Works and Authors T-Z▾
  161. 161Abbreviations for Journals, Series, and Reference Works▾
  162. 162Index Entries A-B▾
  163. 163Index Entries C-H▾
  164. 164Index Entries I-M▾
  165. 165Index Entries N-R▾
  166. 166Index Entries Ru-S▾
  167. 167Index Entries T-Z▾
  168. 168Publisher Catalogue and Advertisements for Ethnological, Orientalist, and Cultural-Historical Works▾
  169. 169Publisher Catalogue Entry for Augustin Krämer’s Palau▾

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